Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps
SEC | Broker-Dealer, Securities | Final Rule
Rules of Practice and Procedure; Civil Money Penalty Inflation Adjustment
FHFA | Mortgage Lending | Final Rule
Adjustment of Civil Monetary Penalty Amounts for 2019
HUD | Mortgage Lending | Final Rule
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Data Breach Reported, New Cybersecurity Legislation Introduced
Credit Union Times 03/21/2019
Internet of things legislation, a possible Michigan medical data breach of 600,000 people, Microsoft and Google vulnerabilities, and tax season scams highlight a roundup of cybersecurity news and notes…
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Trump says he’ll nominate Stephen Moore to Fed
The Hill: Finance Policy 03/22/2019
President Trump said Friday he is appointing Stephen Moore, an economic adviser to his 2016 campaign, to a spot on the Federal Reserve Board…
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Citi Faces $1.2M Fine Over Japan ‘Spoofing’ Allegations
Law 360 03/26/2019
Japan’s financial watchdog said Tuesday it has recommended that a British unit of Citigroup Inc. should be fined 133 million yen ($1.2 million) for allegedly manipulating prices in the Japanese government…
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Setting the record straight on CRA reform
American Banker 03/25/2019
Robust public discussion from a diverse array of stakeholders has informed regulators working to reform the Community Reinvestment Act, but it has also included some misleading claims, writes a top OCC official…
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