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Agency Update: Advancing a more resilient and proportional banking regulatory framewo… | 03/11/2021
Agency Update: Instaurer un cadre r=C3=A9glementaire canadien des banques qui est plus r=C3=A9s… | 03/11/2021
Agency Update: Advancing a more resilient and proportional banking regulatory framewo… | 03/11/2021
Agency Update: Advancing a more resilient and proportional banking regulatory framewo… | 03/11/2021
Agency Update: Instaurer un cadre r=C3=A9glementaire canadien des banques qui est plus r=C3=A9s… | 03/11/2021
Agency Update: Instaurer un cadre r=C3=A9glementaire canadien des banques qui est plus r=C3=A9s… | 03/11/2021
Agency Update: Instaurer un cadre r=C3=A9glementaire canadien des banques qui est plus r=C3=A9s… | 03/11/2021
Agency Update: Instaurer un cadre r=C3=A9glementaire canadien des banques qui est plus r=C3=A9s… | 03/11/2021
Agency Update: Advancing a more resilient and proportional banking regulatory framewo… | 03/11/2021
Agency Update: Advancing a more resilient and proportional banking regulatory framewo… | 03/11/2021
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Press release: Consumer Financial Protection BureauRescinds Abusiveness Policy State… | 03/11/2021
Comment: Comment from Hernandez, Chris; Public Submission; NA… | 03/10/2021
Press release: CFPB Clarifies That Discrimination by Lenders on the Basis of Sexual O… | 03/09/2021
Final rule: Equal Credit Opportunity (Regulation B); Discrimination on the Bases o… | 03/09/2021
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Notice: Agency Information Collection Activities Under OMB Review… | 03/08/2021
Notice: Agency Information Collection Activities Under OMB Review… | 03/08/2021
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Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 03/15/2021
Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act… | 03/10/2021
Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 03/09/2021
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Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/15/2021
Notice: Occupational Safety and Health Administration Maritime Advisory Commit… | 03/15/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/15/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/15/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/12/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/10/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/08/2021
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News: US Department of Labor releases statement on enforcement of its final … | 03/10/2021
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Presidential Document: Establishment of the White House Gender Policy Council… | 03/11/2021
Presidential Document: Guaranteeing an Educational Environment Free From Discrimination on th… | 03/11/2021
Presidential Document: Promoting Access to Voting… | 03/10/2021
Presidential Document: Continuation of the NationalEmergency With Respect to Iran… | 03/09/2021
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Press Release: Joint Release/Agencies Release Proposed New Interagency Questions and … | 03/11/2021
Press Release: FDIC to Host a Meeting of the Advisory Committee of State Regulators… | 03/11/2021
Financial Institution Letter: FIL-16-2021 – PrivateFlood Insurance: Proposed New Interagency Questi… | 03/11/2021
Press Release: Joint Release/Agencies Release Proposed New Interagency Questions and … | 03/11/2021
Event: FDIC Hosts Regional Bankers Roundtable, Community Reinvestment Act: Pr… | 03/11/2021
Press Release: Joint Release/Federal Bank Regulators Issue Rule Supporting Treasury=C3=A2=E2=82=AC… | 03/09/2021
Press Release: Joint Release/Federal Bank Regulators Issue Rule Supporting Treasury=C3=A2=E2=82=AC… | 03/09/2021
Press Release: Joint Release/Federal Bank Regulators Issue Rule Supporting Treasury=C3=A2=E2=82=AC… | 03/09/2021
Financial Institution Letter: FIL-15-2021 – Emergency Capital Investment Program Available for Commu… | 03/09/2021
Financial Institution Letter: FIL-14-2021 – Industry Webinar on Final Rule Revising Brokered Deposit… | 03/08/2021
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Comment: Comment on FR Doc # 2020-28437; Public Submission; NA… | 03/11/2021
Agency Update: FIN-2021-A003… | 03/11/2021
News: FinCEN Informs Financial Institutions of Efforts Related to Trade in A… | 03/09/2021
Comment: Comment on FR Doc # 2020-28437; Public Submission; NA… | 03/08/2021
Comment: Comment on FR Doc # 2021-01918; Public Submission; NA… | 03/08/2021
Comment: Comment on FR Doc # 2020-28437; Public Submission; NA… | 03/08/2021
Comment: Comment on FR Doc # 2021-01918; Public Submission; NA… | 03/08/2021
Comment: Comment on FR Doc # 2020-28437; Public Submission; NA… | 03/08/2021
Comment: Comment on FR Doc # 2020-28437; Public Submission; NA… | 03/08/2021
Comment: Comment on FR Doc # 2020-28437; Public Submission; NA… | 03/08/2021
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AWCs (Letters of Acceptance, Waiver, and Consent): Michael Keith Napier AWCs (Letters of Acceptance, Waiver, and Consent)… |03/12/2021
AWCs (Letters of Acceptance, Waiver, and Consent): Jeffrey D. Stanga AWCs (Letters of Acceptance, Waiver, and Consent)… | 03/11/2021
Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 03/11/2021
Notices: Regulatory Notice 21-10 FINRA Updates Private Placement Filer Form Pur… | 03/11/2021
NAC Decisions: Robert Juan Escobio NAC Decisions…| 03/10/2021
AWCs (Letters of Acceptance, Waiver, and Consent): Aegis Capital Corp. AWCs (Letters of Acceptance, Waiver, and Consent)… | 03/10/2021
Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 03/10/2021
Notices: Regulatory Notice 21-09 FINRA Adopts Rulesto Address Brokers With a S… | 03/10/2021
AWCs (Letters of Acceptance, Waiver, and Consent): George Marshall Warner AWCs (Letters of Acceptance, Waiver, and Consen… |03/09/2021
AWCs (Letters of Acceptance, Waiver, and Consent): Nedjeen Baptiste AWCs (Letters of Acceptance, Waiver, and Consent)… | 03/09/2021
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Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 03/15/2021
Notice: Formations of, Acquisitions by, and Mergersof Bank Holding Companies… | 03/15/2021
Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 03/12/2021
Notice: Formations of, Acquisitions by, and Mergersof Bank Holding Companies… | 03/11/2021
Press Release: Federal Reserve Board issues enforcement action with former employee o… | 03/11/2021
Final Rule: Community Reinvestment Act Regulations (Regulation BB); Correction… | 03/11/2021
Press Release: Federal Register notice: Loans in Areas Having Special Flood Hazards; … | 03/11/2021
Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 03/11/2021
Press Release: Agencies release proposed new interagency questions and answers regard… | 03/11/2021
Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 03/10/2021
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Event: Cmr. Phillips will participate in a panel discussion at the Dynamic An… | 03/12/2021
News: Cmr. Phillips and William E. Kovacic will participate in a panel discu… | 03/12/2021
News: Cmrs. Phillips and Wilson will participate ina fireside chat at the F… | 03/12/2021
Blog: HSR Early Termination After a Second Request Issues… | 03/12/2021
Enforcement Order: Decision and Order (267.77 KB) Tapjoy, Inc., In the Matter of (Adminis… | 03/10/2021
News: FTC Finalizes Settlement with Mobile Advertising Company over Allegati… | 03/10/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/10/2021
Motion: Administrative Law Judge’s Order Granting Respondents’ Motion for Leav… | 03/10/2021
Complaint: Complaint (520.92 KB) Tapjoy, Inc., In the Matter of (Administrative)… | 03/10/2021
Consumer Alert: A1 Janitorial Refunds… | 03/09/2021
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Industry Guidance: Lender Letter LL-2021-04 =C3=A2=E2=82=AC” Impact Covid-19 Appraisals… | 03/11/2021
Industry Guidance: Lender Letter LL-2021-03 =C3=A2=E2=82=AC” Impact Covid-19 Originations… | 03/11/2021
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Bulletin: Bulletin 2021-10 Selling Updates Related to COVID-19… | 03/11/2021
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Working Paper: Macroeconomic consequences of pandexit… | 03/15/2021
Working Paper: The fintech gender gap… | 03/11/2021
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Press Release: EBA releases its annual assessment of the consistency of internal mode… | 03/15/2021
News: EBA consults on technical elements for the implementation of the alter… | 03/12/2021
News: EBA launches discussion paper on integrated reporting… | 03/11/2021
News: EBA launches public consultation on draft revised Guidelines on stress… | 03/11/2021
Press Release: EBA issues revised list of ITS validation rules… | 03/10/2021
Press Release: EBA assesses consumer trends for 2020/2021… | 03/10/2021
News: The EBA consults on guidance on how to grant authorisation as credit i… | 03/10/2021
News: Cyber-attack on the European Banking Authority – UPDATE 3… | 03/09/2021
News: Cyber-attack on the European Banking Authority – UPDATE 2… | 03/08/2021
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Public Consultations: Supervisory convergence and the single rule book: Taking stock of the … | 03/12/2021
News: The Commission launches a targeted consultation on the supervisory con… | 03/12/2021
News: The Commission launches a call for feedback to stakeholders on the fea… | 03/12/2021
News: The Commission launches a targeted consultation on the supervisory con… | 03/12/2021
News: The Commission launches a call for feedback to stakeholders on the fea… | 03/12/2021
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Publication: Trade-Based Money Laundering: Risk Indicators… | 03/11/2021
Publication: The Cayman Islands’ progress in strengthening measures to tackle money… | 03/09/2021
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Speeches: Closing keynote, 7th EU-Asia Financial Services Dialogue… | 03/12/2021
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Proposed Rule: Simplification of Risk Based CapitalRequirements… | 03/09/2021
Proposed Rule: CAMELS Rating System… | 03/09/2021
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Agency Update: MAIRS & POWER MINNESOTA MUNICIPAL BOND ETF… | 03/12/2021
Agency Update: JPMORGAN EMERGING MARKETS EQUITY CORE ETF… | 03/11/2021
Agency Update: Notice of Filing and Immediate Effectiveness of Proposed Rule Change t… | 03/11/2021
Agency Update: Proposal to modify the NYSE Arca Options Fee Schedule to extend the wa… | 03/10/2021
Agency Update: Proposal to amend the NYSE Proprietary Market Data Fee Schedule to ado… | 03/10/2021
Agency Update: Proposal to modify the NYSE AmericanOptions Fee Schedule (“Fee Schedu… | 03/10/2021
Agency Update: Proposal to amend the NYSE National Proprietary Market Data Fee Schedu… | 03/10/2021
Agency Update: Proposal to amend the NYSE Arca Equities Proprietary Market Data Fee S… | 03/10/2021
Agency Update: Proposed Rule Change Relating to Listing and Trading of Shares of the … | 03/08/2021
Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 03/08/2021
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Notice: Agency Information Collection Activities: Information Collection Renew… | 03/12/2021
Bulletin: OCC 2021-13 Flood Disaster Protection Act: Proposed Interagency Quest… | 03/11/2021
News Release: NR 2021-31 Agencies Release Proposed New Interagency Questions and Ans… | 03/11/2021
News Release: NR 2021-30 Acting Comptroller Statement Supporting Minority Depository… | 03/09/2021
Bulletin: OCC 2021-12 Community Reinvestment Act : Interagency Frequently Asked … | 03/08/2021
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Financial Sanction: Publication of Frequently AskedQuestions related to Xiaomi Corporatio… | 03/14/2021
Financial Sanction: Burma-related Designations; Counter Terrorism Designations and Designa… | 03/10/2021
Notice: Notice of OFAC Sanctions Actions… | 03/10/2021
Notice: Notice of OFAC Sanctions Actions… | 03/10/2021
Notice: Notice of OFAC Sanctions Actions… | 03/09/2021
Notice: Notice of OFAC Sanctions Action… | 03/08/2021
Notice: Notice of OFAC Sanctions Actions… | 03/08/2021
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Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal o… | 03/15/2021
Notice: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and I… | 03/15/2021
Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proc… | 03/15/2021
Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal o… | 03/15/2021
Notice: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and I… | 03/15/2021
Notice: Sunshine Act Meetings… | 03/15/2021
Enforcement: Michael Sean Murphy… | 03/12/2021
Enforcement: Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq… | 03/12/2021
Notice: Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving P… | 03/12/2021
Enforcement: SEC Complaint – APEG Energy, GP, Paul W. Haarman and Patrick E. Duke… | 03/12/2021
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Press Release: Treasury Department Begins Sending Economic Impact Payments from the A… | 03/12/2021
Notice: 2021 Terrorism Risk Insurance Program Data Call… | 03/12/2021
Final Rule: Extension of Import Restrictions Imposed on Certain Archaeological and… | 03/12/2021
Statements: Statement from Secretary Yellen on President Biden’s Intention to Nomi… | 03/11/2021
Readout: READOUT: Secretary of the Treasury Janet L. Yellen’s Call with Brazili… | 03/11/2021
Statement: Statement from Secretary of the TreasuryJanet L. Yellen on the Passag… | 03/10/2021
Notice: Multiemployer Pension Plan Application To Reduce Benefits… | 03/10/2021
Press Release: United States Targets Family MembersProfiting from Connection to Burm… | 03/10/2021
Readout: READOUT: Secretary of the Treasury Janet L. Yellen’s Call with Indones… | 03/10/2021
Final Rule: Emergency Capital Investment Program-Restrictions on Executive Compens… | 03/09/2021
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Agency Update: Andrew Bailey: Pre-recorded panellist at the BIS Innovation Summit =C3=A2=E2=82=AC=C5=93… | 03/12/2021
Agency Update: Clair Mills: Panellist at the FCA Women’s Economic Empowerment TechSpr… | 03/12/2021
Agency Update: Andrew Bailey: Pre-recorded panellist at the Economist Sustainability … | 03/12/2021
Agency Update: Jon Cunliffe: Panellist at the BIS Innovation Summit “Fast, cheaper cr… | 03/12/2021
Agency Update: Angus Moir: BearingPoint RegTech Future Data Collections Broadcast/Pre… | 03/12/2021
News: Andrew Bailey: Pre-recorded panellist at the BIS Innovation Summit =E2=80=9CTh… | 03/12/2021
News: Andrew Bailey: Pre-recorded panellist at the Economist Sustainability … | 03/12/2021
News: Angus Moir: BearingPoint RegTech Future DataCollections Broadcast/Pr… | 03/12/2021
News: Jon Cunliffe: Panellist at the BIS InnovationSummit =E2=80=9CFast, cheaper cr… | 03/12/2021
News: Clair Mills: Panellist at the FCA Women=E2=80=99s Economic Empowerment TechSpr… | 03/12/2021
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Press Release: COVID-19: Latest CMA update on its work… | 03/15/2021
Research: Protecting consumers during the coronavirus pandemic: 15 March 2021 up… | 03/15/2021
Html Publication: Protecting consumers during the coronavirus (COVID-19) pandemic: updat… | 03/15/2021
CMA Case: Children’s social care study… | 03/12/2021
Press Release: CMA launches study of children’s social care provision… | 03/12/2021
CMA Case: FNZ / GBST merger inquiry… | 03/12/2021
CMA Case: Roofing materials… | 03/11/2021
Press Release: 3 company directors to be disqualified over construction cartel… | 03/10/2021
Policy Paper: Digital Regulation Cooperation Forum workplan 2021/22… | 03/10/2021
CMA Case: Veolia / Suez merger inquiry… | 03/10/2021
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News: Ocean Group Capital (Clone of FCA authorised firm)… | 03/15/2021
News: Ocean Group Capital (Clone of FCA authorised firm)… | 03/15/2021
News: Mayfair Exchange / Mayfair Finance… | 03/12/2021
News: FINEXRO… | 03/12/2021
News: BTM Capital… | 03/12/2021
News: Restrictions placed on Dolfin Financial (UK) Ltd… | 03/12/2021
News: DELTAMARKET… | 03/12/2021
News: UK Market Comparison… | 03/12/2021
News: Greenberg Securities LLC… | 03/12/2021
Publication: RegData user guide: uploading an XBRL file… | 03/12/2021
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Press Release: From scheme to screen: Married At First Sight, Midsomer Murders and in… | 03/15/2021
News Story: Finance Bill 2021 Published… | 03/11/2021
Guidance: Preston guidance: March 2021… | 03/11/2021
Html Publication: Levelling Up Fund: Prioritisationof places methodology note… | 03/11/2021
Policy Paper: Levelling Up Fund: additional documents… | 03/11/2021
Guidance: Monetary penalties for breaches of financial sanctions… | 03/10/2021
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News: Digital Regulation Cooperation Forum publishes its first annual plan o… | 03/10/2021
News: Digital Regulation Cooperation Forum publishes its first annual plan o… | 03/10/2021
News: Supporting UK democracy through data protection with new political cam… | 03/09/2021
Blog: Supporting UK democracy through data protection with new political cam… | 03/09/2021
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News: The customer journey in a digital world: parttwo… | 03/09/2021
News: The customer journey in a digital world: parttwo — www.lendingstanda… | 03/09/2021
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Consultation paper: CP6/21 – Margin requirements for non-centrally cleared derivatives: Am… | 03/09/2021
Consultation paper: CP6/21 – Margin requirements for non-centrally cleared derivatives: Am… | 03/09/2021
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Notice: Special Medical Advisory Group, Notice of Meeting… | 03/15/2021
Notice: Agency Information Collection Activity: Application for Exclusion of C… | 03/12/2021
Notice: Agency Information Collection Activity: Statement of Marital Relations… | 03/11/2021
Notice: Agency Information Collection Activity: Employment Questionnaire… | 03/11/2021
Notice: Agency Information Collection Activity: Veteran’s Application for Incr… | 03/11/2021
Notice: Agency Information Collection Activity: Annual Certification of Vetera… | 03/10/2021
Notice: Agency Information Collection Activity Under OMB Review: Survey of Ind… | 03/10/2021
Notice: Agency Information Collection Activity: Interest Rate Reduction Refina… | 03/10/2021
Notice: Agency Information Collection Activity: Request for Employment Informa… | 03/10/2021
Notice: Agency Information Collection Activity: Supplement to VA Forms 21-526E… | 03/10/2021
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