Capital Adequacy: The Complex Credit Union Leverage Ratio; Risk-Based Capital
NCUA | Lending | Proposed Rule
Notice of Substituted Compliance Application Submitted by UBS AG and Credit Suisse AG in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers Subject to Regulation in the Swiss Confederation; Proposed Order
SEC | FCPA/ABAC. BSA/AML, Consumer Lending | Notice
Regulatory Notice 21-21 FINRA Eliminates the Order Audit Trail System (OATS) Rules Effective Date: September 1, 2021
FINRA | Securities | Notice
Protections for Borrowers Affected by the COVID-19 Emergency Under the Real Estate Settlement Procedures Act (RESPA), Regulation X
CFPB | Consumer Lending, Lending, Mortgage Lending | Final Rule
Rates for Interstate Inmate Calling Services
FCC | Deposits, Payments | Proposed Rule
Crypto watchers eager for signals on Fed’s digital dollar plans
American Banker 08/23/2021
The Federal Reserve has left the financial markets somewhat in suspense about whether the central bank is serious about issuing its own digital currency. But some clarity could be right around the corner…
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US SEC Mulls New Rules For Customer Engagement Tactics
PYMNTS.com 08/24/2021
The U.S. Securities and Exchange Commission (SEC) is planning to release a wide-ranging consultation this week that could have repercussions for retail brokers, wealth managers and robo-advisers that rely on digitally-driven customer engagement tactics. The SEC will seek input regarding these digital tools that are often used by financial firms in a quest to determine…
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Cryptocurrency’s Surge Leaves Global Watchdogs Trying to Catch Up
The Wall Street Journal 08/23/2021
The cryptocurrency industry is getting so big and enabling so much risk-taking that governments around the globe are taking notice…
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SEC Chief Enforcement Counsel Steps Down After A Decade
Law360 08/23/2021
The U.S. Securities and Exchange Commission’s chief counsel of the Division of Enforcement has retired after more than a decade in the role that tasked him with providing legal and policy advice to the division’s leadership…
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