SEC’s Proposed Custody Rule Changes And What They Mean
law360 03/20/2023
In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition…
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The Continual Dismantling of the Mandatory Disclosure Framework — The SEC’s Inaction
Harvard 03/20/2023
In a recent speech, SEC Commissioner Caroline Crenshaw focused on the sparsity of disclosure in Rule 506(b) offerings. Pointing out that more funds are raised in private than registered offerings for over a decade…
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2023 State Privacy Laws and Regulations Bring Extensive Data Protection Assessment Requirements
Privacy World 03/20/2023
On January 1st of this year, the Virginia Consumer Data Protection Act (“VCDPA”) and amendments to the California Consumer Privacy Act (“CCPA”) went into effect. Later this year, the Colorado Privacy Act (“CPA”), Connecticut’s Public…
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Arougheti: Will See More Bank Regulation
Bloomberg 03/20/2023
Ares Management CEO Michael Arougheti expects more bank regulation to follow the current turmoil in the banking sector. He discussed the role of private credit and the prospect of a tighter lending environment…
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BankThink Treasury should model new AML whistleblower rules on SEC’s
American Banker 03/20/2023
The Treasury Department has a rare opportunity on its hands. Significant changes to its anti-money-laundering whistleblower program have the potential to cripple money-laundering networks by altering the landscape for financial services…
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