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Enforcement action change
 
  This week - ending Jun 04, 2023
  Most recent 90 days - Mar 06, 2023 - Jun 04, 2023
  Previous 90 days - Dec 05, 2022 - Mar 05, 2023
 

CFTC
100%

    34 docs
 
  17 docs
 

SEC
23%

     
334 docs
 
  272 docs
 

FTC
-3%

    94 docs
 
  97 docs
 

FINRA
-23%

    77 docs
 
  100 docs
 

DOJ
-56%

    7 docs
 
  16 docs
 

FDIC
-58%

    16 docs
 
  38 docs
 

OFAC
-67%

    16 docs
 
  48 docs
 

OCC
N/A

    5 docs
 
  11 docs
 

CFPB
N/A

    4 docs
 
  9 docs
 

FRS
N/A

    4 docs
 
  6 docs
 

HUD
N/A

    2 docs
 
  4 docs
 

TREAS
N/A

    2 docs
 
  2 docs
 

FINCEN
N/A

    1 doc
 
   
 
See full report     See further insights

This week's documents

SEC 17 Enforcement Documents
$2,775,669.37 in Fines
Title: Wisdom Homes of America, Inc.
Doc Type: Enforcement
Published: 06/01/2023
Violation: -
Penalty: -
Title: Zeb Oro Explorations Inc.
Doc Type: Enforcement
Published: 06/01/2023
Violation: -
Penalty: -

See all 17 Documents
FTC 11 Enforcement Documents
$61,600,000.0 in Fines
Title: Final Decision and Order -- Anchor Glass
Doc Type: Enforcement Order
Published: 06/02/2023
Violation: -
Penalty: -
Title: Complaint -- Anchor Glass
Doc Type: Complaint
Published: 06/02/2023
Violation: -
Penalty: -

See all 11 Documents
FINRA 3 Enforcement Documents
$5,000.0 in Fines
Title: Delaina Kucish AWCs (Letters of Acceptance, Waiver, and Consent)
Doc Type: AWCs (Letters of Acceptance, Waiver, and Consent)
Published: 06/01/2023
Violation: -
Penalty: -
Title: Park Avenue Securities, LLC AWCs (Letters of Acceptance, Waiver, and Consent)
Doc Type: AWCs (Letters of Acceptance, Waiver, and Consent)
Published: 05/31/2023
Violation: -
Penalty: -

See all 3 Documents
DOJ 1 Enforcement Document
$0.0 in Fines
Title: Complaint - United States v. ESSA Bank (E.D. Pa.)
Doc Type: Complaint
Published: 05/31/2023
Violation: -
Penalty: -

See all 1 Document
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