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Regulatory Deadlines
Horseracing Integrity and Safety Authority Enforcement Rule Modification
Rule effective Sep. 26 FTC | | Notice
Reporting and Information Requirements for Derivatives Clearing Organizations
Rule effective Sep. 07 CFTC | Securities | Rule
Public Workshop Examining Potential Amendments to the Funeral Rule
Rule effective Sep. 07 FTC | | Proposed Rule
Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure
Rule effective Sep. 05 SEC | Cybersecurity, Securities | Rule
Persons Eligible for Burial
Rule effective Sep. 05 VA | | Rule
See all
 


Banking industry concerned with finCEN’s new reporting rules

IFLR 08/07/2023
The inclusion of “unknown” and “unable to identify” options might undermine efforts to fight against illicit activity…
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Dueling crypto anti-money laundering bills face off in the Senate

Blockworks 08/07/2023
The Digital Asset Anti-Money Laundering Act of 2023 aims to bring “crypto participants” — defined in the bill as wallet providers, miners and validators — under compliance requirements for financial institutions…
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How Governance Professionals Are Guiding Corporate Disclosure on E&S Topics

Harvard 08/07/2023
Amidst the shifting landscape of environmental and social regulations and stakeholder expectations, we gathered input from governance professionals across the Nasdaq network, including corporate secretaries, general counsels, executives, and board members…
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FCA, Federal Reserve Share Concerns About AI In Financial Services

Mondaq 08/07/2023
Senior regulators at the Financial Conduct Authority (FCA) in the UK and at the Board of Governors of the Federal Reserve System (Federal Reserve Board) in the US publicly shared remarks regarding their concerns about artificial intelligence…
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Exploring the regulatory landscape in LATAM’s payments industry

The Paypers 08/07/2023
Alternative Payment Methods (APMs) continue to thrive in LATAM, with real-time bank transfers, cash-to-electronic money conversions, and digital wallets gaining significant popularity over credit and debit cards. This growth is predominantly driven…
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