
|
|
|
Agency Update: Consulting with the Office of the Privacy Commissioner=E2=80=99s Government Ad… | 04/14/2021
News: Announcement: New Privacy Tech-Know blog: Privacy Enhancing Technologi… | 04/12/2021
Announcement: New Privacy Tech-Know blog: Privacy Enhancing Technologies for Busines… | 04/12/2021
|
|
|
|
|
Proposed Rule: Debt Collection Practices (Regulation F); Delay of Effective Date… | 04/19/2021
Comment: Comment from Schuler-Hintz, Kristin ; Public Submission; NA… | 04/16/2021
Comment: Comment from Ewing, Roger; Public Submission; NA… | 04/16/2021
Comment: Comment from Hunter, Jason; Public Submission; NA… | 04/16/2021
Comment: Comment from Denwood, Diana; Public Submission; NA… | 04/16/2021
Comment: Comment from Dupree, Jason; Public Submission; NA… | 04/16/2021
Comment: Comment from Ewing, Roger; Public Submission; NA… | 04/16/2021
Comment: Comment from Negrete, Valerie; Public Submission; NA… | 04/15/2021
Comment: Comment from Nexus Private Capital; Public Submission; Nexus Private C… | 04/15/2021
Comment: Comment from Blackmore, Jonathan; Public Submission; NA… | 04/15/2021
|
|
|
|
Notice: Agency Information Collection Activities: Notice of Intent To Extend C… | 04/16/2021
Final Rule: Bankruptcy Regulations… | 04/13/2021
|
|
|
|
Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E… | 04/16/2021
Notice: Notice of Lodging of Proposed Consent Judgments Under The Comprehensiv… | 04/14/2021
|
|
|
|
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/19/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/16/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/16/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/16/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/15/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/15/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/15/2021
|
|
|
|
Notice: Exemption for Certain Prohibited Transaction Restrictions Involving DW… | 04/19/2021
News: US Department of Labor announces new cybersecurity guidance for plan s… | 04/14/2021
Agency Update: New Fiduciary Advice Exemption: PTE 2020-02 Improving Investment Advic… | 04/14/2021
News: US Department of Labor releases guidance on investment advice exemptio… | 04/13/2021
News: Federal court appoints independent fiduciary as claims administrator o… | 04/12/2021
Notice: Publication of Model Notices for Health Care Continuation Coverage Pro… | 04/12/2021
|
|
|
|
Presidential Document: Blocking Property With Respect To Specified Harmful Foreign Activities… | 04/19/2021
Presidential Document: 160th Anniversary of the Unification of Italy and the Establishment of… | 04/16/2021
Presidential Document: Pan American Day and Pan American Week, 2021… | 04/16/2021
Presidential Document: Black Maternal Health Week, 2021… | 04/16/2021
Presidential Document: National Fair Housing Month, 2021… | 04/15/2021
Presidential Document: Establishment of the Presidential Commission on the Supreme Court of t… | 04/14/2021
Presidential Document: National Former Prisoner of War Recognition Day, 2021… | 04/14/2021
|
|
|
|
Notice: Privacy Act of 1974; System of Records; Correction… | 04/14/2021
Notice: Agency Information Collection Activities: Proposed Collection Renewal;… | 04/13/2021
Press Release: FDIC and Duke University’s Pratt School of Engineering Announce Strate… | 04/12/2021
Notice: Request for Information and Comment: Extent to Which Model Risk Manage… | 04/12/2021
|
|
|
|
Comment: Comment on FR Doc # 2021-06922; Public Submission; NA… | 04/15/2021
Comment: Comment on FR Doc # 2021-06922; Public Submission; Lilo Abernathy… | 04/15/2021
Comment: Comment on FR Doc # 2021-06922; Public Submission; NA… | 04/14/2021
Comment: Comment on FR Doc # 2021-06922; Public Submission; NA… | 04/14/2021
Comment: Comment on FR Doc # 2021-06922; Public Submission; NA… | 04/14/2021
Comment: Comment on FR Doc # 2021-06922; Public Submission; NA… | 04/14/2021
Comment: Comment on FR Doc # 2021-06922; Public Submission; NA… | 04/14/2021
Comment: Comment on FR Doc # 2021-06922; Public Submission; NA… | 04/14/2021
Comment: Comment on FR Doc # 2021-06922; Public Submission; NA… | 04/14/2021
Comment: Comment on FR Doc # 2021-06922; Public Submission; NA… | 04/14/2021
|
|
|
|
Complaints: Abdul Matin Rahmani Complaints… | 04/15/2021
AWCs (Letters of Acceptance, Waiver, and Consent): Steven Patrick Melen AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/15/2021
AWCs (Letters of Acceptance, Waiver, and Consent): Michael Joseph Dellaporta, Jr. AWCs (Letters of Acceptance, Waiver, an… | 04/14/2021
AWCs (Letters of Acceptance, Waiver, and Consent): Score Priority Corp., formerly known as Just2Trade, Inc. AWCs (Letters… | 04/14/2021
AWCs (Letters of Acceptance, Waiver, and Consent): Michael Joseph Dellaporta, Jr. AWCs (Letters of Acceptance, Waiver, an… | 04/14/2021
Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 04/14/2021
AWCs (Letters of Acceptance, Waiver, and Consent): NatAlliance Securities, LLC AWCs (Letters of Acceptance, Waiver, and C… | 04/13/2021
Complaints: Steven Douglas Schisler Complaints… | 04/13/2021
AWCs (Letters of Acceptance, Waiver, and Consent): CF Secured, LLC AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/13/2021
Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 04/13/2021
|
|
|
|
|
Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 04/19/2021
Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 04/19/2021
Notice: Proposed Agency Information Collection Activities; Comment Request… | 04/16/2021
Notice: Proposed Agency Information Collection Activities; Comment Request… | 04/16/2021
Notice: Agency Information Collection Activities: Announcement of Board Approv… | 04/16/2021
Notice: Agency Information Collection Activities: Announcement of Board Approv… | 04/16/2021
Notice: Agency Information Collection Activities: Announcement of Board Approv… | 04/16/2021
Notice: Proposed Agency Information Collection Activities; Comment Request… | 04/16/2021
Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 04/15/2021
Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 04/15/2021
|
|
|
|
|
|
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/16/2021
Motion: United States’ Memorandum in Support of Motion for Preliminary Injunct… | 04/15/2021
Complaint: Complaint for Civil Penalties, Permanent Injunction, and Other Relief … | 04/15/2021
News: In First Action Under COVID-19 Consumer Protection Act, FTC Seeks Mone… | 04/15/2021
News: FTC Approves Final Order Requiring Gennex Media LLC and Owner to Pay M… | 04/14/2021
Enforcement Order: Decision & Order (249.01 KB) Gennex Media, In the Matter of (Administr… | 04/14/2021
Complaint: Complaint (2.6 MB) Gennex Media, In the Matter of (Administrative)… | 04/14/2021
News: FTC Finds Broad Compliance Among Auto Dealers with Rule That Protects … | 04/14/2021
News: FTC Staff Issues Note on Holder Rule and Large Transactions… | 04/14/2021
Blog: Physician Group and Healthcare Facility Merger Study… | 04/14/2021
|
|
|
|
Bulletin: Bulletin 2021-14 Servicing… | 04/14/2021
|
|
|
|
Press Release: Basel Committee publishes work programme and strategic priorities for … | 04/16/2021
Agency Update: Climate-related risk drivers and their transmission channels… | 04/14/2021
Agency Update: Climate-related financial risks – measurement methodologies… | 04/14/2021
Press Release: Basel Committee publishes analytical reports on climate-related financ… | 04/14/2021
|
|
|
|
Opinion: Opinion of the European Banking Authority – Opinion on the methodology… | 04/16/2021
Opinion: ESAs’ Opinion to the European Commission on the Jurisdictional Scope o… | 04/16/2021
Opinion: Opinion of the European Banking Authority – Opinion on some amendments… | 04/15/2021
Press Release: EBA published final draft technical standards specifying the methods o… | 04/15/2021
News: EBA updates list of Other Systemically Important Institutions… | 04/15/2021
News: German Bafin notifies the EBA in relation to the determination of the … | 04/13/2021
|
|
|
|
|
Press Release: EU continues to address humanitarian needs in Ethiopia by allocating o… | 04/19/2021
Press Release: Conferencia sobre el Futuro de Europa inauguraci=C3=B3n de la plataforma di… | 04/19/2021
Press Release: Conferenza sul futuro dell’Europa: lancio della piattaforma multilingu… | 04/19/2021
Press Release: Conf=C3=A9rence sur l’avenir de l’Europe: lancement de la plateforme num=C3=A9ri… | 04/19/2021
Press Release: Konferenz zur Zukunft Europas: Start der mehrsprachigen digitalen Plat… | 04/19/2021
Press Release: Conference on the Future of Europe: launch of the multilingual digital… | 04/19/2021
FAQ: QUESTIONS AND ANSWERS ON THE MULTILINGUAL DIGITAL PLATFORM FOR THE CON… | 04/19/2021
Press Release: Ayudas estatales: La Comisi=C3=B3n adopta las Directrices revisadas sobre a… | 04/19/2021
Press Release: Aiuti di Stato: la Commissione adotta orientamenti riveduti in materia… | 04/19/2021
Press Release: Aides d’=C3=89tat: la Commission adopte de nouvelles lignes directrices con… | 04/19/2021
|
|
|
|
News: FSB publishes peer review on the implementation of financial sector co… | 04/14/2021
Agency Update: Peer Review of the United Kingdom — PDF… | 04/14/2021
Agency Update: Peer Review of the United Kingdom… | 04/14/2021
Agency Update: Global Securities Financing Data Collection and Aggregation: Frequentl… | 04/12/2021
Agency Update: Global Securities Financing Data Collection and Aggregation: Frequentl… | 04/12/2021
|
|
|
|
Final Rule: Temporary Regulatory Relief in Response to COVID-19-Prompt Corrective … | 04/19/2021
Notice: Request for Information and Comment: Extent to Which Model Risk Manage… | 04/12/2021
|
|
|
|
Agency Update: Proposal to list and trade the shares of the following under NYSE Arca… | 04/16/2021
Agency Update: Proposal to amend the Exchange’s Price List regarding colocation servi… | 04/16/2021
Agency Update: Proposal to amend the Fee Schedule of NYSE Chicago, Inc. regarding col… | 04/16/2021
Agency Update: Proposal to amend the NYSE American Equities Price List and Fee Schedu… | 04/16/2021
Agency Update: Proposal to amend the New York Stock Exchange Price List regarding col… | 04/16/2021
Agency Update: Proposal to amend the NYSE Arca Options Fees and Charges and the NYSE … | 04/16/2021
Agency Update: Proposal to list and trade the shares of the following under NYSE Arca… | 04/16/2021
Agency Update: RULES ON DMM SELECTION (NYSE RULE 103B AND NYSE AMERICAN RULE 7.25E)… | 04/16/2021
Notice: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and… | 04/16/2021
Agency Update: Proposal to list and trade shares of iShares Gold Trust Micro under NY… | 04/15/2021
|
|
|
|
|
Comment: Margaret Graham; Public Submission; NA… | 04/16/2021
Comment: Deb Schaffer; Public Submission; NA… | 04/16/2021
Comment: Shawn Troxell; Public Submission; NA… | 04/16/2021
Comment: Rachael Wooten; Public Submission; NA… | 04/16/2021
Comment: Mary Loielo; Public Submission; NA… | 04/16/2021
Comment: Adela Lopez; Public Submission; NA… | 04/16/2021
Comment: Jess Smith; Public Submission; NA… | 04/16/2021
Comment: Beth Jane Freeman; Public Submission; NA… | 04/16/2021
Congressional Testimony: Deputy Comptroller for Market Risk Policy Testifies on LIBOR Transitio… | 04/15/2021
News Release: NR 2021-45 OCC Enforcement Actions and Terminations… | 04/15/2021
|
|
|
|
|
Notice: Notice of OFAC Sanctions Actions… | 04/19/2021
Notice: Notice of OFAC Sanctions Actions… | 04/16/2021
Press Release: Issuance of Executive Order Blocking Property With Respect To Specifie… | 04/15/2021
Press Release: Issuance of Executive Order Blocking Property With Respect To Specifie… | 04/15/2021
Press Release: Issuance of Executive Order Blocking Property With Respect To Specifie… | 04/15/2021
Financial Sanction: Issuance of Executive Order Blocking Property With Respect To Specifie… | 04/15/2021
Press Release: Kingpin Act Designation; Cuba Designations Removals — Treasury Sancti… | 04/14/2021
Financial Sanction: Kingpin Act Designation; Cuba Designations Removals… | 04/13/2021
Notice: Notice of OFAC Sanctions Actions… | 04/13/2021
Notice: Notice of OFAC Sanctions Actions… | 04/13/2021
|
|
|
|
|
Notice: Sunshine Act Meeting; Cancellation… | 04/19/2021
Notice: The Advisors’ Inner Circle Fund, Cambiar Investors, LLC and SEI Invest… | 04/19/2021
Notice: Self-Regulatory Organizations; Miami International Securities Exchange… | 04/19/2021
Notice: Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filin… | 04/19/2021
Press Release: Gary Gensler Sworn in as Member of the SEC… | 04/17/2021
Enforcement: General Electric Company… | 04/16/2021
Proposed Rule: Reopening of Comment Period for Universal Proxy 34-91603… | 04/16/2021
News: Staff Statement on Fully Paid Lending… | 04/16/2021
Press Release: SEC Reopens Comment Period for Universal Proxy… | 04/16/2021
Press Release: Joel R. Levin, Director of Chicago Regional Office, to Leave SEC… | 04/16/2021
|
|
|
|
|
Notice: Request for Expressions of Interest in Membership on the Federal Insur… | 04/19/2021
Readout: Readout: Secretary of the Treasury Janet L. Yellen’s Call with Bank of… | 04/16/2021
Readout: READOUT: Secretary Yellen and Deputy Secretary Adeyemo’s Meeting with … | 04/16/2021
Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/16/2021
Press Release: Testimony of Brian Smith, Deputy Assistant Secretary for Federal Finan… | 04/15/2021
Readout: Readout: Secretary Yellen and Gene Sperling’s Meeting with NGA Executi… | 04/15/2021
Press Release: Testimony of Brian Smith Deputy Assistant Secretary for Federal Financ… | 04/15/2021
Press Release: Treasury Sanctions Russian Persons in the Crimea Region of Ukraine… | 04/15/2021
Press Release: Treasury Escalates Sanctions Against the Russian Government’s Attempts… | 04/15/2021
Press Release: Treasury Sanctions Russia with Sweeping New Sanctions Authority… | 04/15/2021
|
|
|
|
|
|
News Release: Bank of England publishes policy for omnibus accounts in RTGS — payme… | 04/19/2021
News Release: Bank of England publishes policy for omnibus accounts in RTGS — omnib… | 04/19/2021
News Release: Bank of England publishes policy for omnibus accounts in RTGS… | 04/19/2021
Agency Update: Bank of England statement on Central Bank Digital Currency — The Disc… | 04/19/2021
Agency Update: Bank of England statement on Central Bank Digital Currency — Digital … | 04/19/2021
Agency Update: Bank of England statement on Central Bank Digital Currency… | 04/19/2021
Agency Update: Alex Brazier: NYU Stern School of Business Second Annual Volatility an… | 04/16/2021
Agency Update: Victoria Saporta: Bank of England webinar on PRA policymaking and the … | 04/16/2021
Agency Update: Charlotte Gerken: Pre-recorded 18th Bulk Annuities conference followed… | 04/16/2021
Agency Update: Sarah Breeden: Panellist at the Financial Times Moral Money Europe Sum… | 04/16/2021
|
|
|
|
|
News Story: Appointment of new CMA Panel Inquiry Chairs… | 04/19/2021
Press Release: CAT increases fine after musical instrument firm breaks settlement bar… | 04/19/2021
CMA Case: Veolia / Suez merger inquiry… | 04/19/2021
CMA Case: NVIDIA / Arm merger inquiry… | 04/19/2021
CMA Case: SDE Group / Innserve Limited merger inquiry… | 04/19/2021
CMA Case: Electronic drum sector: anti-competitive practices 50565-5… | 04/19/2021
Press Release: Competition concerns remain about FNZ’s purchase of GBST… | 04/15/2021
CMA Case: FNZ / GBST merger inquiry… | 04/15/2021
Press Release: CMA provisionally clears merger of Virgin and O2… | 04/14/2021
CMA Case: Liberty Global plc / Telef=C3=B3nica S.A. merger inquiry… | 04/14/2021
|
|
|
|
|
News: Business Loan Network Limited enters administration… | 04/16/2021
News: UK Alliance Bonds… | 04/16/2021
News: Savings Solutions… | 04/16/2021
News: Richness Forex… | 04/16/2021
News: FCA stops FXVC offering CFDs to UK customers… | 04/16/2021
Publication: First Supervisory Notice 2021: Finteractive Limited… | 04/16/2021
News: UK Investment Search / uk-investment-search.com… | 04/15/2021
News: Compare and Invest / compare-and-invest.com… | 04/15/2021
News: UK Investment Finder / ukinvestment-finder.co.uk… | 04/15/2021
News: Asset Marketing Investor / assetmarketinginvestor.net… | 04/15/2021
|
|
|
|
|
|
Policy Paper: Terms of Central Bank Digital Currency Taskforce: Terms of Reference… | 04/19/2021
News Story: Ambitious plans to boost UK fintech and financial services set out by … | 04/19/2021
News Story: Appointments made to the Royal Mint Advisory Committee… | 04/19/2021
Guidance: The Annual Investing in Women Code report… | 04/19/2021
News Story: Finance sector can seize opportunity to support female entrepreneurs… | 04/19/2021
Policy Paper: Treasury Minutes – April 2021… | 04/19/2021
Corporate Report: Financial Reporting Advisory Board minutes and associated papers: 19 N… | 04/19/2021
Open Consultation: Regulation of non-transferable debt securities (mini-bonds): a consult… | 04/19/2021
Policy Paper: London Capital & Finance Compensation scheme… | 04/19/2021
News Story: Details of Compensation scheme for London Capital & Finance bond holde… | 04/19/2021
|
|
|
|
News: Tribute to His Royal Highness The Duke of Edinburgh… | 04/12/2021
Statement: Tribute to His Royal Highness The Duke of Edinburgh… | 04/12/2021
|
|
|
|
News: The power of prevention in the fight against APP fraud — www.lendings… | 04/12/2021
News: The power of prevention in the fight against APP fraud — www.lendings… | 04/12/2021
News: The power of prevention in the fight against APP fraud — cookies-poli… | 04/12/2021
News: The power of prevention in the fight against APP fraud… | 04/12/2021
|
|
|
|
Statement: PRA statement on the regulatory treatment of retail residential mortga… | 04/19/2021
Policy statement: PS8/21 | CP9/20 Non-systemic UK banks: The Prudential Regulation Autho… | 04/15/2021
Policy statement: PS8/21 | CP9/20 Non-systemic UK banks: The Prudential Regulation Autho… | 04/15/2021
Statement: Joint PRA and FCA Statement on the FSB Peer Review on remuneration… | 04/14/2021
Letter: Letter from the PRA and FCA ‘Obtaining deposits via deposit aggregator… | 04/14/2021
Letter: Letter from the PRA and FCA ‘Obtaining deposits via deposit aggregator… | 04/14/2021
|
|
|
|
Notice: Agency Information Collection Activity: Insurance Deduction Authorizat… | 04/14/2021
Notice: Agency Information Collection Activity: Contract for Training and Empl… | 04/14/2021
Notice: Agency Information Collection Activity Under OMB Review: Request for C… | 04/13/2021
Notice: Agency Information Collection Activity Under OMB Review: Description o… | 04/12/2021
|




