Margin and Capital Requirements for Covered Swap Entities; Final Rule
OCC FCA FDIC FRS | Securities | Final Rule
Benefits Payable in Terminated Single-Employer Plans; Interest Assumptions for Paying Benefits
PBGC | Securities | Final Rule
Amendments to Municipal Securities Disclosure
SEC | Broker-Dealer, Securities | Final Rule
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.14, Clearance and Settlement
NYSE | Securities | Agency Update




The Hill 10/15/2018
U.S. stocks opened higher on Tuesday, led by technology stocks, as upbeat earnings from blue-chip companies helped ease jitters over the impact of an ongoing U.S.-China trade war and other global issues on corporate profits…
|
Saul Daniel Suster
SEC | Securities | Enforcement | 10/12/2018 |
|
SEC | Securities | Enforcement | 10/11/2018
|
|
SEC | Securities | Enforcement | 10/10/2018
|
|
FINRA | Securities | Enforcement | 10/11/2018
|
|
SEC | Securities | Enforcement | 10/12/2018
|




